Author Archives: lscheindlin

Appellate Division To Issue Major OPRA Opinion Tomorrow

The Appellate Division’s web site says that tomorrow, September 17, 2015, the court will issue a published opinion in A.A. v.  Gramiccioni, et al. This case deals with an issue of first impression in New Jersey: whether an OPRA requestor may file a lawsuit anonymously to challenge the denial of the OPRA request.

Although OPRA permits requests to be made anonymously, the Rules of Court require litigants to disclose their identity in court filings. OPRA does not state that a requestor is exempt from the usual rule that litigants in judicial proceedings may not proceed anonymously. The A.A. opinion will be the first ruling issued by a New Jersey appellate court on whether OPRA authorizes a litigant to shield his or her identity in court.

 

The Overlooked Problem Of The Cost Of OPRA

This article reports that the Clifton Board of Education spent around $7000 over 2 months for 47 hours of work by a law firm on OPRA requests. This is a reminder of a problem that’s rarely discussed–it’s expensive for public bodies to comply with OPRA.

The article says that the law firm billed the Board for tasks such as analyzing OPRA requests and reviewing and redacting documents. Public bodies clearly need such legal services. As this blog has shown, so many OPRA requests raise difficult legal issues or present the risk of litigation. If anything, the amount of legal work cited here, approximately 23 hours per month, seems low. Larger public entities undoubtedly generate much more OPRA legal work on a daily basis.

Charges for legal services are just one of the costs of OPRA compliance. There are many other significant expenses that must be borne by the public body. Many agencies employ one or more individuals to serve exclusively as records custodians. OPRA litigation costs can be substantial, particularly where the public body must also pay the requestor’s attorney fees. And there is a major cost, in terms of the efficient provision of government services, when public employees must put aside their normal job duties while they spend time locating and reviewing records that may be responsive to an OPRA request.

This report by the New Jersey Department of Environmental Protection illustrates how expensive OPRA can be for large agencies. The report shows that, due to the large volume of requests, DEP has a separate office, with a 12-member staff, dedicated to OPRA requests. The report also says that DEP’s yearly costs of processing OPRA requests have been around $3 million.

 

 

A Useful New Appellate Division Opinion On Overbroad Requests

The Appellate Division issued an opinion today, Shipyard Associates v. Hoboken, which upheld the denial of an OPRA request as overly broad. Although the opinion is not precedential, it provides a helpful summary of how to analyze the often difficult question of whether a request asks for specific records or instead is an invalid demand for research.

In Shipyard, the requestor submitted three requests, all seeking information about certain ordinances. The court said that the first request, which asked for “any and all” documents concerning the ordinances, was invalid as a blanket request. The court determined that another request, for “all documents in the…office’s files concerning [the ordinances],” was deficient for the same reason.

The third request sought:

Copies of all correspondence (including e-mails), transcripts, reports, memos, notes, minutes   prepared by and received by Hoboken employees, Hoboken’s agents, members of Hoboken City Council concerning [the ordinances].

The court viewed this request as being narrower than the others, but still not specific enough. It concluded that the request was invalid because it didn’t identify any Hoboken employees or agents with regard to correspondence, and contained no identifiers other than generic terms such as “reports” and “notes.” The court characterized this request as an open-ended demand which improperly required the custodian to search through all files and analyze them in order to identify the relevant records.

As noted above, the opinion is not precedential, so the court’s specific rulings with regard to the three requests are not binding in other cases. The value of this opinion for public bodies is that it contains a cogent description of the law governing what constitutes an invalid OPRA request. The court succinctly summarized the key cases on overly-broad requests and clearly explained the reasoning in each case. This summary will be a useful resource for custodians, particularly because requestors constantly submit extremely broad requests.

There is one troubling aspect of the court’s opinion: it remanded the requestor’s common law claim for consideration, because the trial judge had not addressed it. The Appellate Division stated, without explanation, that a request that is overly broad under OPRA may still present a common law claim for disclosure of the records. I think this is incorrect. If a request fails to identify the records sought, it necessarily follows that the common law balancing test–which requires an analysis of the specific records requested– cannot be performed.

Fall Preview of Important OPRA Cases

Fall isn’t just when school and the NFL season begin; it’s also when the New Jersey Appellate Division and Supreme Court become more active. I anticipate that the Appellate Division will issue opinions in several important OPRA cases in the next few months. There are many other significant OPRA cases on appeal, but the ones listed below have been pending for a while and are most likely to be decided by the court in the near future.

-Paff v. Galloway Tp.

The issue in this appeal is whether the township must create and disclose a log listing all emails sent by the police chief during a 2-week period. As explained here, the key legal question presented is one that often comes up: is a custodian obligated under OPRA to create a new document from information contained in an agency’s database? The Township appealed and several organizations have joined the case as amici, including the League of Municipalities, the NJ Association of Chiefs of Police and the NJ ACLU.

-Gannett v. Borough of Raritan

This appeal involves several issues concerning access to records in electronic format and the amount a public entity may charge the requestor for converting the records to that format. The case is especially notable because the court is also reviewing the reasonableness of the $600,000 attorney fee award granted to the plaintiff for prevailing. This is far and away the largest attorney fee award under OPRA.

-IMO NJ Firemen’s Assn Obligation to Provide Relief Applications Under OPRA

This appeal presents a novel question: whether a public body may file a declaratory judgment action asking the court to determine that it may deny an OPRA request, before the requestor has challenged the denial.

-Paff v. Bergen County

The issue in this appeal is whether the names of officers and complainants shown in police department internal affairs complaints  must be disclosed.

 

 

 

 

 

 

GRC: Autopsy Reports Are Not Exempt From Disclosure As Criminal Investigatory Records

The GRC recently determined, for the first time, that autopsy reports are not covered by OPRA’s exemption for criminal investigatory records. Schultz v. State Police (2014-390).

In Schultz, the GRC noted that its prior decisions held that autopsy reports are exempt criminal investigatory records. The GRC reversed its position because, it said, it was not previously aware of N.J.S.A. 52:17B-88, which requires that the findings and conclusions of an autopsy be filed in the offices of the State Medical Examiner, the county medical examiner and the county prosecutor. According to the GRC, this statutory provision means that autopsy reports do not meet OPRA’s definition of a criminal investigatory record, which applies only to records not required by law to be made, maintained or kept on file.

The GRC emphasized that it was not holding that autopsy reports must be disclosed in their entirety, as other exemptions may apply to information contained within a specific report. In addition, photos and videos from an autopsy continue to be exempt, as stated in OPRA, N.J.S.A. 47:1A-1.1

The Schultz case involved a closed criminal investigation. It doesn’t offer specific guidance on how to deal with a request for an autopsy report while the investigation is ongoing.

It’s worth noting that there is some ambiguity in exactly what N.J.S.A. 52:17B-88 means with regard to public access to autopsy reports. In addition to the language the GRC relied on, this statute also says, in an amendment added in 1989, that a copy of the report must be released to the closest surviving relative of the decedent within 90 days of receipt of a request. The legislative history of the amendment states that this provision was needed because nothing in the law at the time enabled the decedent’s family to obtain the report.

This statement suggests that the Legislature believed that the Right to Know Law–which applied at that time– did not make autopsy reports publicly accessible, despite the statutory requirement that the report be filed with certain offices. Because the legal standards of the Right to Know Law govern the interpretation of OPRA’s criminal investigatory exemption (see this Appellate Division opinion), it is not clear that N.J.S.A. 52:17B-88 is intended to mandate the disclosure of autopsy reports to anyone filing a public records request. The statute could be understood as requiring release only to the decedent’s close relatives, and applying the criminal investigatory record exemption to any other requestor.

This argument apparently was not presented to the GRC. It will be interesting to see if the GRC or a court is asked to address this issue in a future case.

What Does OPRA’s “Immediate Access” Requirement Mean?

One of OPRA’s more confusing requirements is that a custodian “ordinarily shall” grant “immediate access” to certain records, such as bills, contracts and employee salary information. The statute doesn’t define the meaning of the vague terms “ordinarily” and “immediate,” and the courts have not interpreted this language. As a result, it’s not clear exactly how quickly a custodian must respond to a request covered by the immediate access provision.

The GRC also has not clearly defined the immediate access requirement. In the FAQ section on its website, the GRC says the phrase means “at once, without delay,” unless  there is a legitimate reason for delay, such as that the records are in use, in storage, or involve conversion to another medium.

Unfortunately, the “at once” standard is ambiguous and unrealistic. For example, it implies that the custodian must respond at the very the moment he sees a request for a bill. But as a practical matter this is impossible; the custodian needs time to figure out where the bill is located, obtain a copy, review it for potential confidential material and then prepare the document for sending to the requestor. And of course it is likely that at the same time, the custodian would be working on other matters with deadlines. Under these typical circumstances, it may take a diligent custodian a day or two to send out the requested bill. Would the GRC say this custodian violated OPRA?

The GRC’s cases do not answer this question. However, the GRC’s decisions show it takes a hard line on the immediate access provision. A recent decision illustrates this. In Giambri v. Sterling H.S. Dist. (#2014-394), the request sought contracts  and salary information of 6 employees, as well as many other records. The custodian asked for an extension of time to respond to the entire request on the 5th business day after receipt of the request. The GRC stated that the custodian violated OPRA by failing to respond immediately to the contract and salary portions of the request. It noted that it had previously determined that responding on the 4th business day is a violation.

The record before the GRC showed that during the same time frame the custodian was dealing with numerous other OPRA requests submitted by Giambri. Although having to deal with the other requests presumably affected the custodian’s ability to respond quickly to the request in issue, the GRC did not mention this factor in holding that the custodian failed to comply with the immediate access requirement.

As noted above, no court has spoken on the immediate access requirement. Custodians should be aware of the GRC’s strict approach when a request for an “immediate access” record is received.

 

Appellate Division Opinion On Disclosure of Open Public Meeting Agenda Documents

In a published opinion issued earlier this week, Opderbeck v. Midland Park Bd. of Ed., the Appellate Division held that the agenda of open meetings provided to the public by public bodies does not have to include release of the documents referred to in the agenda. Although the court was interpreting the requirements of the Open Public Meetings Act (OPMA), its opinion also has relevance under OPRA.

The appeal challenged a trial court injunction which required the Midland Park Board of Education to post on its website not just the agenda for its public meetings, as required by the OPMA, but also all of the documents and attachments referenced in the agenda. The order exempted from the publication requirement any documents the Board believed to be confidential under OPRA.

The court held that the OPMA did not authorize this order. It concluded that the OPMA only mandates the advance disclosure of meeting agendas, and does not impose a legal obligation to include the documents mentioned in the agendas in this disclosure.

The Appellate Division added that OPRA also does not require the posting of agenda documents. The court did not give a detailed explanation in this regard, but its point is clear: in the absence of a specific OPRA request, a public body is not legally obligated to release documents that are in its possession. The trial judge’s opinion ignored this basic principle, in mandating that the Board automatically post all non-exempt documents together with the agendas.

Why Doesn’t The GRC Have A Deadline For Filing Complaints?

Unlike other state agencies, the GRC does not require complaints to be brought to it within a specified time frame. A requestor must file suit with a court within 45 days of the custodian’s decision, but there is no deadline at all for filing a complaint with the GRC.

Why is there no deadline? In a recent interim decision, Paff v. Harrison Twp. Fire Dist., the GRC explained that it does not have the legal authority to impose one. It stated that because OPRA does not contain a statute of limitations for filing complaints with the GRC, the agency lacks the power to establish such a requirement.

In my opinion, the GRC’s reasoning is incorrect. Administrative agencies have the inherent power to adopt procedural rules to enable them to carry out their statutory responsibilities. This means that an agency may set a reasonable deadline for the filing of complaints, where the Legislature has not mandated a specific deadline. For example, the Civil Service Act establishes a statute of limitations only for appeals to the Civil Service Commission of major disciplinary actions. The Commission’s rules set deadlines for filing administrative appeals regarding the many other types of disputes heard by this agency.

Similarly, the GRC could require that requestors file complaints within a reasonable time frame after receiving the custodian’s decision. Adoption of such a deadline would be consistent with the Supreme Court’s statement that OPRA requires the swift resolution of public record disputes.

GRC: Text Messages Are Government Records

In New Jersey, as well as in most states across the country, it is not clear whether public officials’ text messages are subject to freedom of information laws. Recently, the GRC issued one of the few decisions in the nation on this significant issue, and the first rendered in New Jersey. The GRC stated that text messages are government records under OPRA.

In Verry v. Franklin Fire Dist. 1 (#2014-387), the requestor asked for certain text messages of various officials and employees from their government-issued cell phones. The custodian denied the request on the ground that there were no responsive records; the individuals either no longer had the cell phone from the period covered by the request, or their phones did not have the ability to save texts.

Although the GRC ultimately affirmed the denial because the agency did not have the requested records, it nevertheless decided to “provide a definitive holding” on the issue of whether text messages are covered by OPRA. It determined that texts fall under the statute’s definition of a “government record,” as they are information that is stored or maintained electronically. The GRC said that texts are “fundamentally similar” to emails, because they are electronic communications.

The GRC’s brief analysis, while straightforward, does not fully deal with the questions that come up with regard to text messages under OPRA. For example, why doesn’t the case law holding that public employee telephone records are confidential (see this post) apply to cell phone text messages?

The impact of the GRC’s ruling is not clear. The GRC acknowledged that its decision does not require text messages to be retained by public employees. As a practical matter, as demonstrated by the Verry case, text messages usually won’t be saved, so in most cases there will be no records to provide.

However, the GRC’s decision is important because it suggests that future requests for text messages should not simply be denied on the ground that they do not involve a government record. Instead, under this decision, custodians will have to conduct a search to see if any text messages exist.

Court Upholds Confidentiality Of Travel Expenses Of Governor’s Security Detail

I have previously reported on a lawsuit challenging the denial by the Governor’s Office of an OPRA request for the credit card statements that show the specific charges made by the State Police officers who protect the Governor during his trips. The trial judge recently ruled that the expense details must be kept confidential, because disclosing them would compromise the ability of the State Police to protect the Governor and other officials.

The judge based her decision on a certification by the head of the State Police’s Executive Protection Unit, which explained that the Governor would be at risk if the expense information. were to be released. The judge looked at this evidence in camera, in accordance with the settled law, recently reaffirmed by the Appellate Division in the Lyndhurst opinion, that in OPRA cases sensitive law enforcement information should be submitted ex parte for the court’s confidential review.

It appears that the judge did not issue a written opinion in this matter. Despite the absence of an opinion, the ruling nevertheless is significant, because it upheld the State Police’s longstanding position–which has existed since OPRA was enacted– that detailed trooper travel expense information cannot be disclosed.