Author Archives: lscheindlin

Summaries of GRC Decisions Issued In August 2015

This blog summarizes the final decisions rendered each month by the GRC. The summaries below are of the cases decided at the GRC’s most recent meeting, held at the end of July (see here for summaries of the decisions issued at previous meetings).

-Carroll v. Trenton School Dist.: Custodian’s failure to respond properly to the request was not a knowing and willful violation.

-Dunleavy v. Jefferson Twp. Bd. of Ed.: (1) Custodian’s untimely response was not a knowing and willful violation; (2) One part of the OPRA request, asking whether a particular individual was employed, was an invalid information request.

-Barry v. NJ Transit: Custodian’s untimely response was not a knowing and willful violation.

-Moss v. Newark Zoning Bd.: Custodian lawfully denied the request because the requested records did not exist.

-Caggiano v. Governor’s Office: Custodian properly denied a request for all emails sent to the Governor’s Office by the requestor.

-Demitroff v. Buena Vista Fire Dist. No. 1: Custodian properly denied the request because the document requested was that of a private firm and was not in the agency’s possession.

-Alexander v. NJDOC: Custodian’s failure to provide the requested full name of an employee was not a knowing and willful violation.

-Verry v. Franklin Fire Dist. No. 1: (1) A resolution for no-bid professional services is not subject to OPRA’s “immediate access” provision; (2) Parts of the request were invalid because they did not specify a time frame for the correspondence sought; (3) Requestor was not entitled to attorney fees under the catalyst approach, even though records were released to him after the filing of the GRC complaint, because he filed the complaint without giving the custodian time to respond to his demand for additional records.

-Kimpton v. NJDOC: Custodian properly denied the request under the security exemption.

-Musgrave v. NJ State Police: There was no unlawful denial, as the request was properly denied under the law existing at the time of the request, and the records were subsequently released.

-Muata v. NJDOC: Denial of the request was upheld because no responsive records existed.

-Garcia v. NJDOC: Custodian properly denied the request as an invalid research request.

-Verry v. Franklin Fire Dist. No. 1 (#2014-387): The request for text messages was properly denied because no responsive records existed.

-Schultz v. NJ State Police: (1) a portion of the request, seeking all documents related to a certain investigation ,was properly denied as overbroad; (2) Autopsy reports are not criminal investigatory records and therefore must be disclosed; (3) Other reports and records were properly withheld as criminal investigatory records.

-Giambri v. Sterling H.S. Dist. (#2014-394): Custodian’s failure to provide immediate access to certain contracts and salary information was not a knowing and willful violation.

-Giambri v. Sterling H.S. Dist. (#2014-397): The request was properly denied as overly broad and requiring research.

-Gartner v. Middlesex Boro: Custodian’s belated disclosure of executive session minutes was not a knowing and willful violation.

-Scheeler v. NJDOE (#2015-16,17): Custodian’s insufficient response to the request was not a knowing and willful violation.

-Scheeler v. NJDOE (#2015-19): Custodian properly requested an extension of time to respond to the request.

Requestor Who Obtained No Records Awarded Attorney Fees

To assist agencies in evaluating the potential cost of a records dispute, this blog regularly reports on court-ordered attorney fee awards under OPRA.

An Ocean County trial judge recently awarded approximately $10,000 in attorney fees to an OPRA plaintiff who had sued Stafford Township. The judge granted counsel an hourly rate of $300. This rate is in line with the usual amount for OPRA cases, as discussed here, although judges have awarded much higher rates in some matters.

The odd aspect of the Stafford case is that the plaintiff received attorney fees for prevailing in the litigation, despite the fact that the Township did not release any records to him. The judge determined that plaintiff had prevailed because he had obtained a court order directing the Township to produce a Vaughn index identifying what records existed and any claimed exemptions for the records. In response to this order, the Township provided a certification that no responsive records existed.

The whole point of an OPRA request is to obtain access to government records. A Vaughn index is simply a means to enable a plaintiff to advocate to the court his position that the government records he requested should be released to him. Where a plaintiff ultimately does not succeed in gaining the release of any records, he has not won his OPRA case and should not be eligible for an attorney fee award.

Alternatively, in this type of situation it can be argued that the plaintiff should receive a substantially reduced attorney fee award. Under New Jersey law, an OPRA fee award to a prevailing plaintiff may be reduced due to the plaintiff’s limited success in obtaining government records. For example, in this unpublished Appellate Division opinion, the court awarded only $500, to reflect the fact that all but a handful of the challenged redactions were upheld.

 

Home Addresses Under OPRA: An Unsettled Question

Does OPRA require disclosure of individuals’ home addresses in the possession of a public body? Surprisingly, there is no precedential New Jersey case law that answers this question.

I was reminded of this as I read a recent Appellate Division opinion which did not even involve any OPRA issues. In this opinion, the court considered the enforceability of a Hoboken affordable housing ordinance.  A resolution adopted by the zoning board, which referenced a colloquy at the board meeting between a “resident” and representatives of a developer concerning the affordable housing obligation, was critical to the court’s decision. In discussing the resolution’s description of the resident’s statements, the Appellate Division said that although the resolution contained the name and address of the resident, the court “opted not to include this information in the opinion to protect the person’s privacy.”

The zoning board’s resolution is certainly a public document; yet the court made a point of withholding a name and address shown within this document on the basis of privacy.

Ironically, the Appellate Division is not always as protective of the privacy of home addresses in reviewing OPRA cases.  For example, in Bolkin v. Fair Lawn, it required the disclosure of the names and addresses of residents holding dog and cat licenses. Other court opinions, as well as several GRC decisions, have reached varying conclusions as to whether home addresses must be released under OPRA. There is no uniformity in the decisions because any case involving home addresses invokes OPRA’s privacy provision, which requires (per the Supreme Court) a fact-sensitive balance of various criteria to determine whether the need for disclosure outweighs the individual’s privacy interest.

In addition to being fact-specific, the Appellate Division rulings on OPRA and addresses are not published opinions. As a result, there is no judicial precedent providing guidance to custodians on the issue. As with OPRA requests for police body camera recordings, another situation involving privacy interests, custodians cannot rely on case law to assist them in making the difficult call as to whether to release a home address.

 

 

GRC: Personal Cell Phone Bills Are Not Public Records

In a case of first impression in New Jersey, the GRC recently determined that OPRA does not require disclosure of information on a public employee’s personal cell phone bills, even where the personal phone is sometimes used for public business. See Verry v. Boro of South Bound Brook.

The requestor in this matter believed that the Borough Clerk used his personal cell phone to conduct public business and also to make private calls while at work. His OPRA request sought the destination location of calls made and received, on various dates, on that phone.

The GRC referred the  case to an ALJ, who ruled that the use of a private cell phone to make personal calls at work does not trigger OPRA, and that the privacy interest in the cell phone records outweighed the requestor’s interest in obtaining records of call destination location. The GRC adopted the ALJ’s decision.

The ALJ noted that the courts have determined that public employee telephone records are generally confidential and protected by privacy expectations. He performed the balancing test required by the Supreme Court in OPRA privacy cases, and concluded that the requestor had not shown a need for the call location information that overcame the clear privacy interest in one’s personal cell phone bills.

The requestor primarily relied on the Appellate Division’s opinion in an OPRA case, Livecchia v. Boro of Mount Arlington, where the court required disclosure of destination location data from government employees’ public cell phones, based on a claim that these employees were using the phones for personal calls. The ALJ said that Livecchia did not apply because there the phone charges were paid by the public agency; in the present case, the public did not pay for usage of the phone.

The most important aspect of this case is that the GRC rejected the requestor’s argument that the ALJ should have held a plenary hearing to determine how much the cell phone was used for government matters. I’m sure that many public employees occasionally use their personal cell phones for a work-related call. This should not subject them to the threat of an OPRA suit involving discovery and a hearing concerning their personal cell phone records.

It should be kept in mind that this decision deals only with personal cell phone bills and does not involve an important question that no New Jersey court has yet addressed: whether OPRA covers text messages about government business on personal cell phones.

OPRA Issues Raised By Police Body Cameras

The State has announced that State Troopers and many local police officers will be equipped with body cameras, and the Attorney General has issued a statewide directive governing the use of these cameras and their recordings. As I have previously discussed (see here and here), body cameras raise significant new OPRA issues.

It’s clear that recordings made by police body cameras are government records under OPRA. A recording that pertains to a criminal investigation is exempt from public disclosure, as held by the court in the Lyndhurst opinion, but all others generally should be accessible.

Consistent with these OPRA requirements, the Attorney General’s directive expressly states that public access should not be granted to recordings pertaining to criminal investigations, but it does not restrict public disclosure of any other recordings. Many police activities that do not necessarily involve a criminal investigation must be recorded, according to the directive, such as motorist aid, community caretaking checks, and transporting an arrestee. And police departments are permitted to specify additional non-criminal situations that their officers must record.

This means that many body camera recordings will be subject to disclosure. As a result, police departments will be confronted with the difficult issue of whether granting OPRA requests for videos of police-civilian interactions will harm the privacy interests of the individuals shown in the videos. Custodians will have to assess the privacy question on a case-by-case basis, under the test established by the Supreme Court in its Burnett opinion, which calls for balancing the requestor’s interest in disclosure against the affected individual’s privacy interest. At this time, there is no case law that addresses the privacy issue in the context of police camera videos.

In addition to the substantive legal questions raised by OPRA requests for body camera recordings, there will likely be an enormous OPRA workload burden placed on police departments. I expect that police departments with body cameras will be inundated with OPRA requests for recordings, both from those seeking to monitor officers’ behavior as well as from individuals curious about a neighbor’s interaction with the police.

These requests cannot be answered quickly, in view of the need to consider privacy issues with regard to each video. In addition, the Attorney General’s directive requires that law enforcement agencies provide notice of all requests for access to body camera recordings to the Division of Criminal Justice or the County Prosecutor, presumably to ensure that the video does not pertain to a criminal investigation.

The body camera policy goes into effect in 60 days. Troublesome OPRA issues may be expected soon after the effective date.

 

 

Resumes Of Unsuccessful Candidates For Public Employment Are Confidential

This recent Trentonian article suggests that the City of Trenton improperly denied its OPRA request for the resumes of the applicants who were not chosen for the position of chief municipal prosecutor. However, the law is clear that OPRA prohibits a public body from releasing these personnel records.

Job applicants’ resumes are classic examples of personnel records. While resumes of public employees may be subject to disclosure (as discussed in this post), the resumes of the individuals who applied for jobs, but were not appointed, are confidential under OPRA’s strict limitation on revealing personnel information.

The Trentonian article incorrectly says that an executive order makes public the resumes of those who didn’t obtain employment and requires the public body to determine if the candidate consents to disclosure of the resume. The executive order in question, Executive Order 26 (McGreevey), does not state that the resumes of unsuccessful job candidates are public records; in fact, such a statement would be legally invalid, because it is contrary to OPRA’s personnel exemption provision. And nothing in the executive order provides that an agency must determine if an unsuccessful candidate would consent to public release of his or her resume.

 

Summaries Of Recent GRC Decisions

This blog summarizes the final decisions rendered each month by the GRC. The summaries below are of the cases decided at the GRC’s most recent meeting, held at the end of June (see here for summaries of the decisions issued at the GRC’s previous meeting in May 2015).

-Carter v. Franklin Fire Dist. 1: GRC adopted the ALJ’s decision that the custodian did not knowingly and willfully violate OPRA, and therefore should not be penalized, but reversed the ALJ’s award of attorney fees to the requestor, because the requestor had not prevailed on the penalty claim.

-Verry v. Boro of South Bound Brook (#2011-280): GRC held that the custodian’s personal cell phone bills are not government records, and the possibility that the cell phone might have been used on occasion for government business did not outweigh the privacy interest in the bills.

-Verry v. Boro of South Bound Brook (#2013-311): GRC awarded requestor attorney fees of $3720, for 12.4 hours at $300).

-Camarata v. Essex Prosecutor: GRC held that records of an internal affairs investigation are exempt.

-Barry v. NJ Transit (#2014-264): GRC held that the requested record was exempt as a criminal investigatory record.

-Barry v. NJ Transit (#2014-309): GRC held that the custodian did not commit a knowing and willful violation of OPRA.

-Sedges v. Morris Prosecutor: GRC held that the custodian erred by failing to give the requestor a specific reason for denying the request, but dismissed the complaint because no responsive records existed.

-Saccento v. Morris Prosecutor: GRC dismissed the complaint because records were released to the requestor.

-Scheeler v. Woodbine Bd. of Ed (#2014-17): GRC held the custodian erred by not giving immediate access to certain contracts, bills, expenditures and salary information, and failing to provide salary information for a few employees. It determined that the violations were not knowing and willful.

-Scheeler v. Woodbine Bd. of Ed (#2014-59): GRC held that the custodian performed an insufficient search, but determined there was no knowing and willful violation.

-Scheeler v. Dept. of Ed: GRC held that a request for identity of the person who answered certain OPRA requests was an invalid information request.

-Moore v. State Police: GRC held that a request for “information” about a murder is invalid.

-Abdur-Raheem v. Div of Criminal Justice: GRC held that request for an entire case file is an invalid request.

-Sanders v. Dept. of Corrections: GRC held that a request for all records regarding the requestor is invalid.

-Gould v. Twp of Fairfield: GRC held that the request was invalid as overly broad.

-Paladino v. Dept. of Corrections: GRC held that the custodian properly denied the request because the requestor did not have sufficient funds in his inmate account to pay copying fees.

-Janson v. Burlington City: GRC declined to penalize custodian, despite the failure to respond timely to the request, because records were eventually provided and there was no knowing and willful violation.

-Coulson v. Kearny Fire Dept.: GRC declined to penalize custodian, despite the failure to respond properly to the request, because records were eventually provided and there was no knowing and willful violation.

-Bernisky v. State Police: GRC held that the records were exempt criminal investigatory records.

-Hall v. Upper Saddle River: GRC declined to penalize custodian, despite the failure to respond  timely to the request, because records were eventually provided and there was no knowing and willful violation.

-Marck v. Div. of Consumer Affairs: GRC held that a licensing application  submitted to Board of Professional Engineers is exempt under a Dept. of Law & Public Safety regulation.

-Palkowitz v. Hasbrouck Heights (#2014-302): GRC declined to penalize custodian, despite finding that the special service charge was incorrect, because there was no knowing and willful violation. For a discussion of the special service charge calculation issue, see this previous post.

-Palkowitz v. Hasbrouck Heights (#2014-346): GRC held that a request for all footage from all police department cameras was invalid overbroad request.

-Dalal v. Camden Prosecutor: GRC dismissed complaint because the public body had no records responsive to the request.

-Wares v. Passaic Prosecutor: GRC held that complaints from the public about law enforcement officers’ actions are exempt personnel records, and internal affairs records are exempt under Attorney General guidelines.

-Eden v. Little Egg Harbor: GRC held that a request to create a list showing the properties at certain assessed values, and including other information about the properties, was an invalid research request.

-Anonymous v. Ocean City Historic Preservation Comm: GRC held that a draft map is exempt as advisory, consultative and deliberative material.

Appellate Division: GRC Correctly Did Not Impose Penalty On City Of Orange

In an unpublished opinion issued today, the Appellate Division affirmed the GRC’s decision that the City of Orange should not be penalized for its actions in responding to an OPRA request.

The City responded belatedly to the request for a list of active lawsuits involving the City. In addition, its response omitted several relevant suits, but the requestor was already aware of the existence of these cases. The GRC concluded there was no willful and knowing violation of OPRA under these circumstances.

The court agreed, noting that the City did create lists for the requestor and was “generally proactive” in dealing with her inquiries. The court also emphasized that the omission of a few cases did not constitute a denial of access to records, because the requestor already had the requested information about these lawsuits.

Although the opinion has no precedential value, it’s interesting as an example of the tendency of the courts (as I’ve previously noted here) to excuse technical violations of OPRA, as long as the public body acted reasonably in dealing with the request.

Update: Journalists’ Opposition To Publicizing FOIA Requests

This post discussed journalists’ objections to a new FOIA policy, in terms of the objections’ relevance to an appeal pending in New Jersey, where the court will decide whether OPRA requests are confidential. The FOIA protocol is that when a federal agency grants a FOIA request from the media and other organizations, it will also post the documents online, so that the public can see what was produced.

This  recent Huffington Post article goes into more detail about journalists’ criticisms, which boil down to the concern that revealing what they requested will harm media investigations of government. Although the article quotes various open government activists who support the policy, it’s notable that reporters, including those at the New York Times and the Washington Post, want some degree of confidentiality applied to their records requests to protect their ability to conduct investigations into government activities without alerting other journalists.

This exact concern was cited by the Appellate Division, in the Gannett opinion, for why OPRA requests should be confidential. The court’s example was that if another news organization were conducting an investigation into an agency’s financial practices, it would not want Gannett to be able to have that agency disclose all records that had been provided to Gannett’s competitor.

As indicated in Gannett, as well as in many other New Jersey judicial opinions, under OPRA, access to government records sometimes must give way to third parties’ interests in privacy and competitive advantage. The journalists’ objections to the FOIA policy confirm that these exceptions may well apply to requests to see others’ OPRA requests.

 

Public Bodies Face Risk Of Attorney Fee Awards In Common Law Records Cases

One of OPRA’s most significant provisions is the requirement that public bodies must pay the attorney fees of a requestor who prevails in litigation. What’s often overlooked is that a public entity can defeat an OPRA claim, and still have to pay a substantial attorney fee award, if the court determines that the requestor may obtain the documents under the common law right to public records.

For example, as discussed here, an Atlantic County trial judge recently held that a public body had correctly denied an OPRA request, but awarded over $45,000 to a plaintiff under the common law. The judge determined that he had the authority to make this award under a 2008 Supreme Court opinion, Mason v. City of Hoboken.

Until the Mason opinion, attorney fees had never been awarded in common law records suits. This longstanding practice was overturned by a single, gratuitous sentence in the Supreme Court’s opinion.

Mason involved two issues: the statute of limitations applicable to OPRA lawsuits, and whether the “catalyst theory” of attorney fee awards applies under OPRA. The question of awarding attorney fees under the common law right to know was not raised in the briefs or during argument; I know this because I argued this case for the State. Nevertheless, after a lengthy discussion of OPRA’s attorney fee provision and the catalyst theory, the Supreme Court said:

“The parties have not addressed at length whether the question of attorney’s fees merits  different treatment in an action brought under the common law. Absent an apparent, theoretical basis for such a distinction, we conclude that the catalyst theory applies to common law suits as well.”

Based on this statement, some courts have awarded attorney fees where a plaintiff is successful solely on a common law claim. Although the Appellate Division has determined, in non-precedential, unpublished opinions, that fees may be denied to a successful common law plaintiff, see Paff v. Garwood and Kahler v. State Police, these rulings say that Mason permits a judge to exercise discretion to grant fees in an individual case, such as where the denial of access to the record was unreasonable.

This result is completely contrary to New Jersey law. As the Mason Court itself recognized, New Jersey follows the “American Rule,” under which the prevailing litigant cannot recover attorney fees from the losing party, unless such shifting of fees is specifically permitted by statute, court rule or contract. The common law right to public records, unlike OPRA, contains no authorization to award fees to the prevailing party.

The Mason opinion did not deal with this clear barrier to awarding fees in common law cases. I think that if this issue were to be presented to the Supreme Court now, with the argument fully briefed, the Court would conclude that a judge has no discretion to award fees under the common law. But no such case is before the Court currently. The Atlantic County case mentioned above has been appealed, but it is far from reaching Supreme Court review.

As a result, the Supreme Court’s curious statement in Mason must be followed by the courts at this time. Public bodies should keep in mind that even if there is a strong basis under OPRA to deny a records request, there is still a risk that a judge may grant the request under the common law, and require payment of attorney fees.