Category Archives: Court opinions

Appellate Division Upholds Confidentiality of State Police Gun Permit Application Investigatory Procedures

The Appellate Division today rejected the effort of a requestor to obtain disclosure of the investigatory procedures used by the police in evaluating applicants for firearms permits. NJ 2d Amendment Soc. v. State Police. The court held that portions of the State Police’s Firearms Applicant Investigation Guide are not accessible, based on a Department of Law and Public Safety regulation that provides an OPRA exemption for investigative techniques where their disclosure would compromise the ability to effectively conduct investigations.

This unpublished opinion doesn’t have precedential force, but it does provide a useful example of the proper way to handle OPRA litigation where the defense is that release of a particular record would harm law enforcement interests. The State Police submitted certifications from lieutenants which explained why the material in the Guide needed to be confidential. The trial and appellate courts relied on these “detailed and credible” certifications in upholding the agency’s redactions.

A Summary of Important, But Unpublished, Recent Appellate Division OPRA Opinions

This blog covers both published Appellate Division OPRA opinions as well as interesting unpublished opinions by the court. Although unpublished opinions often contain guidance about OPRA matters, they are not binding statements of the law. New Jersey law is clear that unpublished Appellate Division opinions are not precedential.

I’ve noticed that over the last few years, the court has issued a number of opinions that deal with significant or new OPRA issues, but unfortunately are unpublished. All of these opinions address important questions that often come up under OPRA, for which there is no precedential case law.

Here are several significant unpublished opinions that were issued in 2017 and 2018:

Libertarians for Transparent Govt v. Ocean County Prosecutor–underlying reasons for employee’s resignation are confidential.

Paff v. Bergen County–records of internal affairs investigations are confidential.

-Libertarians for Transp. Govt v. Wm. Paterson U.–settlement records are confidential.

Kennedy v. Montclair Bus. Improvement Dist.–requestor is not entitled to attorney fees where his litigation does not result in access to records.

NY Public Radio v. Governor’s Office–confidentiality of various Governor’s Office records

-Scheeler v. NJDCF–employee resumes may be redacted.

 

Appellate Division: OPRA Requestors Do Not Have To Be New Jersey Citizens

In a published, precedential opinion, the Appellate Division held that the right to request records under OPRA is not limited to citizens or residents of New Jersey. Scheeler v. Atlantic County Municipal JIF, etc.

The court’s ruling is consistent with the view I had previously expressed, that OPRA cannot be reasonably interpreted as applying only to citizens of New Jersey. Judge Reisner’s opinion cogently demonstrates that the Legislature did not intend to impose a citizenship requirement; instead, the statute allows any person to make an OPRA request.

Should Requestors Be Permitted To File Court Actions For Imposition Of OPRA’s Penalties?

In August 2017, the Appellate Division held, for the first time, that trial judges have the authority to impose the financial penalties in OPRA for individuals who knowingly violate the statute. North Jersey Media v. Office of the Governor. This opinion upended the practice that had been followed since OPRA’s enactment, under which only the GRC imposed these fines.

When the opinion was issued, I noted that the Appellate Division’s holding seems incorrect, as it creates the odd (and I think legally invalid) situation where private plaintiffs may file suit for monetary penalties that are to be paid to the State, rather than to the plaintiffs themselves.

The court didn’t address this problem in the North Jersey Media opinion, but the Appellate Division recently agreed with my point; it stated that it is legally improper for private plaintiffs to file Superior Court actions to enforce statutory penalties. Goldman v Critter Control of NJ. This was not an OPRA case, but it dealt with the same issue–whether a private plaintiff could file a trial court complaint for imposition of penalties provided for by a statute.

Like OPRA, the statute in question in Goldman, the Prevention of Cruelty to Animals Act, contains penalties for violations and says that the penalties are to be enforced under the Penalty Enforcement Law. The Goldman court concluded the reference to the penalty enforcement statute means individuals cannot file civil actions for penalties, because that statute’s purpose is to authorize administrative agencies to enforce penalties and have the fines paid to the State Treasury.

The Appellate Division explained, “[i]t would make little sense for plaintiff to be able to file a civil action and then not be able to enforce a judgment or keep any portion of the penalties.”

Yet even though it does not make sense, OPRA plaintiffs are allowed to file suits seeking financial penalties that they do not receive.

Court Sanctions Requestor’s Attorney for Frivolous OPRA Litigation

I’ve previously noted that the necessity of defending meritless OPRA lawsuits imposes substantial costs on the public. But a recent Appellate Division opinion shows that public bodies have the ability to recoup the expense of litigating an OPRA suit, by seeking monetary sanctions against requestors who pursue frivolous claims.

In Valentin v. Boro of Penns Grove, the requestor sued the Borough, claiming it had not responded to his OPRA request. In fact, within several days of receiving the request, the custodian had notified the requestor that the responsive documents could be picked up.

The Borough’s attorney notified the requestor’s attorney of this, and demanded that the complaint be withdrawn. The attorney refused, stating that the custodian had not produced all requested records.

The Appellate Division upheld the trial judge’s order, issued pursuant to the frivolous litigation court rule, that the requestor’s attorney pay the Borough’s attorneys fees of $1725. The court said this sanction was appropriate because the requestor’s attorney, knowing that the complaint falsely stated there had been no response made to the OPRA request, nevertheless proceeded with the litigation.

The court also rejected the argument that a sanction wasn’t warranted because the requestor believed that not all responsive records had been provided in the response to the OPRA request. The court characterized this belief as not “objectively reasonable;” it concluded that the Borough had properly responded to the request.

This aspect of the opinion is especially notable. It’s not uncommon for requestors to pursue litigation based on their belief that they did not receive all responsive records. As this case shows, such a belief must be reasonable. Compliance with this requirement by requestors will forestall frivolous OPRA suits and save taxpayers’ dollars.

Appellate Division: Settlement Negotiation Records Are Exempt Under OPRA

The Appellate Division issued a short, unpublished opinion today which resolves a significant and previously-unaddressed question–whether settlement negotiation records of public bodies must be disclosed under OPRA. The court held that William Paterson University properly rejected disclosure of an unfiled and unexecuted draft litigation settlement agreement. Libertarians for Transparent Government v. Wm. Paterson U.

The document in question was an email containing a red-lined version and a clean version of the proposed settlement agreement between the parties. As of the date of the OPRA request, the parties had not agreed upon the language in the red-lined version.

The court stated that until a settlement agreement is signed, it is a draft document, subject to revision and negotiation, and therefore exempt under OPRA. In this case, the settlement was not fully executed until a few weeks after the settlement documents at issue, leading the court to rule that these documents were exempt from disclosure.

Anyone who has ever been involved in litigation would probably consider it obvious that all of the parties’ communications leading up to the final, signed settlement agreement, including drafts of language for the settlement, are confidential. But there are OPRA requestors who do not accept this principle; I’m aware of many OPRA requests that sought to make public the records of litigants’ settlement negotiations.

This claim comes up because there’s no precedential OPRA case law directly stating that public agencies’ settlement negotiation records are exempt records. Unfortunately, because this new Appellate Division is unpublished, there still is no direct precedent. I anticipate that some requestors will continue to assert the frivolous position that they are entitled to disclosure of these records.

Clarity Is Needed On OPRA Attorney Fee Award Standards

In 2005, a couple years after OPRA’s enactment, the Supreme Court dealt with the issue of how to determine the amount of a requestor’s attorney fee award, where OPRA litigation results in disclosure of only some of the records sought by the requestor. The Court ruled that in this situation, the award must be based on a “qualitative analysis” of the amount of litigation success achieved by the requestor. New Jerseyans for a Death Penalty Moratorium v. DOC.

Unfortunately, the Court didn’t clearly define what exactly this qualitative analysis consists of, making it difficult for public bodies to assess their potential attorney fee liability in OPRA litigation. This problem is illustrated by three recent Appellate Division opinions, which reached differing conclusions in calculating the attorney fees for plaintiffs who only partially succeeded in their OPRA claims.

In Parsons v. State, issued February 26, 2018, the court upheld the trial judge’s reduction of an attorney fee award request from over $57000 to $3500. Although the plaintiff did succeed in getting some information released, it failed to obtain disclosure of other records. The judge held that a substantial reduction of attorney fees was warranted under the New Jerseyans opinion, because plaintiff’s level of success was “quite low.”

Just a few days later, another appellate panel upheld an attorney fee award of over $100,000 to two newspapers that had litigated over access to a 911 call. Middlesex Cty. Prosecutor v. NJ Advance Media. The plaintiffs were not fully successful, as the litigation resulted in release of a redacted version of the call, and the court rejected plaintiffs’ claim that the redactions were improper. Nevertheless, the court held that under New Jerseyans, there should be no reduction in the fee award.

And on March 20th, in another OPRA case against the Middlesex Prosecutor, the plaintiffs obtained redacted copies of various records. The court awarded the full amount of fees requested, simply saying that making redactions to records does not limit the success achieved.

These opinions shed little light on what is a proper “qualitative analysis.” In all of the cases the requestor failed to obtain full disclosure of the records in issue, but in one case the requestor was given almost no attorney fees, while in the others the requestors received the full amount of their fees. The opinions do not explain precisely what criteria the courts used to determine the “quality” of the relief obtained by these requestors.

 

Appellate Division Issues Useful Opinion on Security Exemption and Other OPRA Issues

The Appellate Division issued a lengthy opinion today concerning various OPRA issues raised by a disappointed bidder for a State contract. Parsons Infrastructure & Environ. Group v. State. Although the opinion is not published, it contains helpful guidance on OPRA’s exemptions for security, trade secrets and privacy, as well as on how to calculate an attorney fee award for an OPRA litigant who is only partially successful.

The most important aspect of the opinion is that it’s the first appellate case to discuss the security exemption after the Supreme Court’s ruling on this exemption in its 2016 Gilleran opinion. The Appellate Division held that Gilleran, which denied access to a building security system, applies equally to other security concerns–in this case, the risk of compromising the State’s computer hardware, software and other information technology systems. The court upheld the denial of the OPRA request on this basis.

The court also affirmed the denial of access to portions of other bids as trade secrets, noting the “fundamental unfairness” of allowing the requestor to duplicate another bidder’s system.

In addition, the Appellate Division rejected the plaintiff’s argument that it should be granted access to this security and trade secret information under the common law right to know.

The court further determined that there was no basis, under OPRA’s protection of privacy, to withhold the names of the bidder’s employees who would be working on the awarded contract. Significantly, the court agreed with the trial judge’s conclusion that disclosure of the names was a relatively trivial aspect of the OPRA lawsuit, and warranted an attorney fee award to the plaintiff of only $3500 for achieving this minimal amount of success in the litigation.

Appellate Division: Agency Must Pay Prevailing Requestor’s Attorney Fees Regardless Of Budgetary Impact

The Appellate Division’s recently held that the NJ SPCA is subject to OPRA. Wronko v. NJ SPCA. While this holding is only applicable to the SPCA, the court’s opinion also contained a ruling that is relevant to all public bodies: a public agency that loses OPRA litigation will have to pay the requestor’s attorney fees, regardless of the impact of such an award on the agency’s budget.

In the Wronko case, the trial court awarded the requestor approximately $42,000 in attorney fees for successfully litigating the case. On appeal, the SPCA argued that the award should be vacated because it did not have sufficient funds to satisfy the award. The Appellate Division summarily rejected this argument, simply commenting that while it recognized that $42,000 was a “significant portion” of the agency’s budget, the SPCA had failed to comply with the OPRA request as well as various court orders requiring that it deal with the OPRA request.

In other words, there’s no exception to OPRA’s requirement that a fully successful OPRA plaintiff receive attorney fees. This is a useful reminder from the court–in a published, precedential opinion–that OPRA attorney fee awards, which are sometimes substantial, will not be reduced or vacated based on a public body’s fiscal situation.

In A Precedential Opinion, Appellate Division Upholds Confidentiality Of Draft Meeting Minutes

The Appellate Division recently issued a precedential OPRA opinion of great significance to all public bodies that hold public meetings. The court ruled that the draft minutes of such a meeting are not government records; the minutes are public records only after the public body approves them. Libertarians for Transparent Govt v. Govt Records Council.

The law is settled that draft documents are deliberative and therefore exempt from disclosure. The appellant in this case argued that the draft minutes of public meetings should be treated differently, based on the idea that they are simply a summary of what occurred at the meeting. The court rejected this position. It stated that the draft minutes are, like any other draft document, the writer’s recommended summary, which the members of the public body may revise and supplement after their review.

The court also emphasized that the entire draft minutes document is confidential, and is not subject to release with partial redactions.